UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
RIBBON COMMUNICATIONS INC.
(Exact Name of Registrant as Specified in its Charter)
| DELAWARE | 001-38267 | 82-1669692 | ||
| (State or Other Jurisdiction | (Commission File Number) | (IRS Employer | ||
| of Incorporation) | Identification No.) |
4 TECHNOLOGY PARK DRIVE, WESTFORD, MASSACHUSETTS 01886
(Address of Principal Executive Offices) (Zip Code)
Justin K. Ferguson, Executive Vice President, General Counsel and Secretary
(978) 614-8100
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.
Section 1 — Conflict Minerals Disclosure
Item 1.01. Conflict Minerals Disclosure and Report
Ribbon Communications Inc. (the “Company” or “Ribbon”) has determined that some of the products that it manufactured or contracted to manufacture through the end of reporting year 2019 (“Ribbon Products”), include gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, tantalum, tin and tungsten (collectively, “Conflict Minerals”). The Company has further determined that these Conflict Minerals are necessary to the functionality or production of the Ribbon Products.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any of the Conflict Minerals in the Ribbon Products originated in the Democratic Republic of the Congo or an adjoining country (“Covered Country”) and whether the Conflict Minerals are from recycled or scrap sources. Based on its RCOI, the Company knows or has reason to believe that some of the Conflict Minerals in the Ribbon Products originated in the Covered Countries and are not from recycled or scrap sources. The Company therefore engaged in due diligence on the source and chain of custody of the Conflict Minerals in the Ribbon Products that originated or may have originated in the Covered Countries, as described in its Conflict Minerals Report filed herewith as Exhibit 1.01, and available on the Investor Relations — Corporate Governance section of the Company’s website at http://investors.ribboncommunications.com/governance.cfm.
Item 1.02. Exhibit
In accordance with Rule 13p-1 under the Securities Exchange Act of 1934, the Company is filing as an exhibit to this Form SD the Conflict Minerals Report required by Item 1.01.
Section 2 — Exhibits
Item 2.01. Exhibits
The following exhibit is filed as part of this Form SD:
| Exhibit 1.01 | Conflict Minerals Report for the year ended December 31, 2019, as required by Items 1.01 and 1.02 of this Form SD. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 29, 2020 | RIBBON COMMUNICATIONS INC. | |
| By: | /s/ Justin K. Ferguson | |
| Justin K. Ferguson | ||
| Executive Vice President, General Counsel and Secretary | ||
Exhibit 1.01
CONFLICT MINERALS REPORT
For the Year Ended December 31, 2019
Introduction
This report for the year ended December 31, 2019 has been prepared by Ribbon Communications Inc. (the “Company”, “Ribbon”, “we,” “us,” or “our”) to comply with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended. The Rule imposes certain disclosure and reporting obligations on companies that report with the SEC and which manufacture, or contract to have manufactured, products containing conflict minerals that are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, “Conflict Minerals”).
Ribbon has determined that some of the products that it manufactured or contracted to manufacture, and which continue to be manufactured or contracted to manufacture by Ribbon through the end of reporting year 2019 (“Ribbon Products”) include Conflict Minerals.
Company Overview
Ribbon, which recently merged with ECI Telecom Group (“ECI”), delivers global communications software and network solutions to service providers, enterprises and critical infrastructure sectors. We engage deeply with our customers, helping them modernize their networks for improved competitive positioning and business outcomes in today's smart, always-on and data-hungry world. Our innovative, end-to-end solutions portfolio delivers unparalleled scale, performance, and agility, including core to edge IP solutions, UCaaS/ CPaaS cloud offers, leading-edge software security and analytics tools, as well as packet and optical networking leveraging ECI's Elastic Network technology.
Conflict Minerals Policy
Ribbon has adopted a Conflict Minerals Policy and communicated such policy to its suppliers. This policy is available on the Investor Relations-Corporate Governance section of the Company’s website at http://investors.ribboncommunications.com/governance.cfm.
Products Overview
This report covers the following Ribbon Products that were manufactured in 2019 (the “2019 Ribbon Products”): SBCs, DSCs, Voice over IP (VoIP) trunking solutions, policy/routing servers, media and signaling gateways, including the GSX 9000 High-Density Media Gateway, and network analytics tools.
Supply Chain and Reasonable Country of Origin Inquiry
Ribbon has determined that Conflict Minerals are necessary to the functionality or production of Ribbon Products manufactured or contracted to be manufactured during 2019. We utilize an outsourced supply chain model pursuant to which our contract manufacturers procure materials on our behalf. Our supply chain is multi-tiered, global and complex, and we outsource the manufacturing of our hardware products such that we are many steps removed from the mining and smelting or refining of Conflict Minerals. Therefore, we rely upon our suppliers to provide information on the origin, source and chain of custody of the Conflict Minerals contained in product components and materials. Some of these suppliers may themselves purchase from lower tier suppliers and not directly from a miner, smelter or refiner.
The Company conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any of the Conflict Minerals in our 2019 Ribbon Products originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country (collectively, the “Covered Countries”) and whether the Conflict Minerals are from recycled or scrap sources. Based on our RCOI, we know or have reason to believe that some of the Conflict Minerals in our 2019 Ribbon Products originated in the Covered Countries and are not from recycled or scrap sources.
Ribbon’s RCOI measures included conducting a supply-chain survey with in-scope suppliers using the Responsible Minerals Initiative (“RMI”) Reporting Template (the “Template”). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding the supplier’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the Template contains questions about the origin of Conflict Minerals included in the company’s products, as well as supplier due diligence. The Template was designed to provide companies with sufficient information regarding their suppliers’ practices with respect to the sourcing of Conflict Minerals to enable such companies to comply with the requirements of the Rule.
Due Diligence Process
In accordance with the Rule, Ribbon undertook due diligence on the source and chain of custody of the Conflict Minerals in the 2019 Ribbon Products that originated or may have originated in the Covered Countries. The Company’s due diligence measures were designed to conform, in all material respects, to the internationally recognized due diligence framework in The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”) and the related supplements.
Due Diligence Measures
Ribbon performed the following due diligence measures in accordance with the OECD Guidance and the Rule:
OECD Guidance Step 1: Establish Strong Company Management Systems
| · | Ribbon’s Conflict Minerals compliance efforts are overseen by the Company’s Vice President, Manufacturing, Operations and Supply Chain and its manufacturing department, and supported and sponsored by the Company’s engineering, audit and legal departments. Ribbon employees who are responsible for Conflict Minerals compliance have received training regarding Conflict Minerals compliance. The team was structured to ensure critical information, including our policies related to this subject matter, reached relevant employees and suppliers. To the extent red flags or other issues are identified in the supplier data acquisition or engagement processes, these issues and red flags will be addressed first by the responsible individuals within the engineering, audit and legal departments, and, if deemed necessary, will then be reported to and reviewed by the Audit Committee (the “Audit Committee”) of the Board of Directors at regularly schedule meetings on an annual basis. |
| · | Ribbon also engaged SiliconExpert Technologies, a provider of electronic component data and BOM Management software to the electronics industry (“SiliconExpert”), to assist with its Conflict Minerals compliance efforts. Frequent status meetings are held between Ribbon’s Conflict Minerals support team and SiliconExpert, with Ribbon management receiving status updates on progress and due diligence efforts on a regular and timely basis. |
| · | In addition, Ribbon has a Conflict Minerals Policy and communicates such policy to its suppliers, which is available on our Investor Relations — Corporate Governance section of our website at http://investors.ribboncommunications.com/governance.cfm. |
| · | To the extent any employee, officer or director has concerns or grievances about the Company’s potential use of Conflict Minerals, such individual is urged to contact his or her manager, the Company’s Chief Financial Officer, the General Counsel or other member of senior management, the Employee Hotline (which can be used on an anonymous basis) or the Audit Committee. |
| · | Ribbon established documentation and record maintenance mechanisms to ensure the retention of information relevant to the Company’s Conflict Minerals Policy electronically. |
OECD Guidance Step 2: Identify and Assess Risk in the Supply Chain
| · | Ribbon reviewed the information reported on the Template by its suppliers and followed up with any additional questions. To the extent an in-scope supplier had follow-up questions, Ribbon responded with all requested information, including part numbers and manufacturing lots to identify how the supplies were used in the Ribbon Products. |
| · | Untimely or incomplete responses as well as inconsistencies within the data reported by suppliers were addressed directly with respective suppliers to provide the required and/or revised responses. Ribbon utilizes a series of escalating responses to address the failure of a supplier to provide the information required by the Template. |
| · | Ribbon’s engineering, audit and legal departments manage the collection of information reported on the Template by its suppliers. |
| · | Ribbon collected a list of smelters/processors that are in our supply chain for the Ribbon Products using the Template and reconciled this list to the list of smelter facilities designated by the Responsible Minerals Assurance Process (“RMAP”). Ribbon has provided that list in this report. |
| · | Ribbon, through SiliconExpert, followed up with suppliers that did not respond initially to our requests to complete the Template. |
OECD Guidance Step 3: Design and Implement a Strategy to Respond to Identified Risks
| · | Ribbon adopted and used the Template to monitor and mitigate supply chain risk and took the steps described above. |
| · | Ribbon worked with certain suppliers to better educate them on the Conflict Minerals process. |
| · | Members of the Conflict Minerals team periodically report to senior management as well as the Audit Committee on program developments and progress. |
OECD Guidance Step 4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence
| · | Given that we do not generally have a direct relationship with the smelters and refineries that process the Conflict Minerals that are present in our Ribbon Products, we rely on the RMI to conduct audits of and validate the conflict-free status of smelters and refineries that source from Covered Countries. We have not relied on supplier representations concerning the conflict status of their smelters, but have required industry certification such as through the RMAP before concluding that a smelter or refinery is conflict free. We understand that this program is continuing to audit smelters and refineries to add to its Conflict-Free Smelter List. |
OECD Guidance Step 5: Report on Supply Chain Due Diligence
| · | As required by the Rule, we have filed a Form SD and a Conflict Minerals Report as an exhibit thereto for the 2019 calendar year reporting period. In accordance with OECD Guidance and the Rule, this report is available on our Investor Relations — Corporate Governance section of our website at http://investors.ribboncommunications.com/governance.cfm. |
Due Diligence Results
Ribbon contacted 100% of in-scope suppliers for the 2019 Ribbon Products and received some degree of a response all of them. Approximately 89% of the suppliers provided completed responses to the survey. The large majority of the completed responses received provided conflict mineral data and a declaration at a “Company Level” (supplier/company declaration represents all the supplier’s products) or “Divisional Level” (supplier/company declaration represents all the supplier’s products from a division of the company). As a result, we are unable to determine whether any of the Conflict Minerals reported by the suppliers were contained in specific components or parts supplied to us with regard to Ribbon Products.
Further, while our suppliers for the Ribbon Products identified certain of the smelters and refineries that provided Conflict Minerals, the responses did not provide specific information regarding the smelters or refineries of the Conflict Minerals in the particular components used in the 2019 Ribbon Products. Due to this lack of information, Ribbon is unable to determine with specificity the facilities used to process those necessary Conflict Minerals or their country of origin for the 2019 Ribbon Products. Based on the responses we received from our suppliers, however, we believe the facilities used to produce the Conflict Minerals in the 2019 Ribbon Products may include the smelters and refineries listed in Annex A. In addition, based on the supplier responses, we believe the countries of origin of the Conflict Minerals in the 2019 Ribbon Products may include those listed in Annex B.
Risk Mitigation Steps to Be Taken for 2020 Due Diligence
Ribbon intends to take the following steps, as appropriate, during the next compliance period to further improve our due diligence process and results and to further mitigate the risk that our necessary Conflict Minerals benefit armed groups in the DRC or adjoining countries:
| · | Continue to focus on additional ways to improve quality and quantity of supplier response rates; |
| · | Continue to work with suppliers to better educate them on the process; |
| · | Continue to compare survey results to information collected via independent conflict free smelter validation programs such as the RMAP; |
| · | Seek to implement standard procedures for corrective action or phasing out of suppliers not found to be DRC conflict free; |
| · | Continue to adhere to the OECD Guidance; and |
| · | Seek to work with suppliers who use appropriate due diligence methods and have continuous monitoring of both the direct and indirect supply chain to avoid procurement or use of Conflict Minerals. |
Audit
An independent private sector audit was not required for reporting year 2019.
Important Information Regarding Forward-Looking Statements
The information in this report contains “forward-looking statements” within the meaning of the U.S. Private Securities Litigation Reform Act of 1995, which are subject to a number of risks and uncertainties. All statements other than statements of historical facts contained in this report, including statements in the section “Risk Mitigation Steps to Be Taken for 2020 Due Diligence,” are forward-looking statements. Without limiting the foregoing, the words “anticipates”, “believes”, “could”, “estimates”, “expects”, “expectations”, “intends”, “may”, “plans”, “seeks”, “projects” and other similar language, whether in the negative or affirmative, are intended to identify forward-looking statements, although not all forward-looking statements contain these identifying words.
Forward-looking statements are based on our current expectations and assumptions regarding our business, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict.
Ribbon therefore cautions readers against undue reliance on any of these forward-looking statements. Any forward-looking statement made by Ribbon in this report speaks only as of the date of this report. Ribbon undertakes no obligation to publicly update any forward-looking statement, whether as a result of new information, future developments or otherwise, except as may be required by law.
Documents Incorporated by Reference
Unless otherwise stated herein, any documents, third party materials or references to websites (including Ribbon’s) are not incorporated by reference in, or considered to be a part of, this report unless expressly incorporated by reference herein.
Annex A
We present in this report a list of smelters or refineries provided by those suppliers who completed the smelter list on our Template, to the extent reasonably determinable, and that may have provided Conflict Minerals in any of the 2019 Ribbon Products. The table below includes only facilities, to the extent known, that have been validated by the RMI as facilities that are certified Conflict-Free or are listed on the Template as a “known smelters or refineries”. Smelters and refineries that are denoted with an asterisk (*) in the table below have received a “conflict free” designation from an independent third party audit program.
| Metal | Smelter Name | Smelter Facility Location: Country |
| Gold (Au) | 8853 S.p.A.* | ITALY |
| Gold (Au) | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA |
| Gold (Au) | Acade Metals Co. LTD | CHINA |
| Gold (Au) | Advanced Chemical Company* | UNITED STATES OF AMERICA |
| Gold (Au) | African Gold Refinery | UGANDA |
| Gold (Au) | Aida Chemical Industries Co., Ltd.* | JAPAN |
| Gold (Au) | Aktyubinsk Copper Company TOO | KAZAKHSTAN |
| Gold (Au) | Al Etihad Gold Refinery DMCC* | UNITED ARAB EMIRATES |
| Gold (Au) | Allgemeine Gold-und Silberscheideanstalt A.G.* | GERMANY |
| Gold (Au) | Almalyk Mining and Metallurgical Complex (AMMC)* | UZBEKISTAN |
| Gold (Au) | AngloGold Ashanti Corrego do Sitio Mineracao* | BRAZIL |
| Gold (Au) | Argor-Heraeus S.A.* | SWITZERLAND |
| Gold (Au) | Asahi Pretec Corp.* | JAPAN |
| Gold (Au) | Asahi Refining Canada Ltd.* | CANADA |
| Gold (Au) | Asahi Refining USA Inc.* | UNITED STATES OF AMERICA |
| Gold (Au) | Asaka Riken Co., Ltd.* | JAPAN |
| Gold (Au) | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY |
| Gold (Au) | AU Traders and Refiners* | SOUTH AFRICA |
| Gold (Au) | AURA-II | UNITED STATES OF AMERICA |
| Gold (Au) | Aurubis AG* | GERMANY |
| Gold (Au) | Baiyin Nonferrous Group Co., Ltd. | CHINA |
| Gold (Au) | Baiyin Nonferrous Metals Corporation (BNMC) | CHINA |
| Gold (Au) | Bangalore Refinery* | INDIA |
| Gold (Au) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | PHILIPPINES |
| Gold (Au) | Bauer Walser AG | GERMANY |
| Gold (Au) | Boliden AB* | SWEDEN |
| Gold (Au) | C. Hafner GmbH + Co. KG* | GERMANY |
| Gold (Au) | C.I Metales Procesados Industriales SAS | COLOMBIA |
| Gold (Au) | Caridad | MEXICO |
| Gold (Au) | CCR Refinery - Glencore Canada Corporation* | CANADA |
| Gold (Au) | Cendres + Metaux S.A.* | SWITZERLAND |
| Gold (Au) | Central Bank of the DPR of Korea | KOREA, REPUBLIC OF |
| Gold (Au) | CGR Metalloys Pvt Ltd. | INDIA |
| Gold (Au) | Changzhou Chemical Research Institute Co., Ltd | CHINA |
| Gold (Au) | Chimet S.p.A.* | ITALY |
| Gold (Au) | China Gold International Resources Corp. Ltd. | CHINA |
| Gold (Au) | China National Gold Group Corporation | CHINA |
| Gold (Au) | Chugai Mining* | JAPAN |
| Gold (Au) | Codelco | CHILE |
| Gold (Au) | Colt Refining | UNITED STATES OF AMERICA |
| Gold (Au) | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF |
| Gold (Au) | DaeryongENC | KOREA, REPUBLIC OF |
| Gold (Au) | Daye Non-Ferrous Metals Mining Ltd. | CHINA |
| Gold (Au) | Degussa Sonne / Mond Goldhandel GmbH | GERMANY |
| Gold (Au) | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES |
| Gold (Au) | DODUCO Contacts and Refining GmbH* | GERMANY |
| Gold (Au) | Dongguan Standard Electronic Material Co., Ltd | CHINA |
| Gold (Au) | Dowa* | JAPAN |
| Gold (Au) | DS PRETECH Co., Ltd.* | KOREA, REPUBLIC OF |
| Gold (Au) | DSC (Do Sung Corporation)* | KOREA, REPUBLIC OF |
| Gold (Au) | Eco-System Recycling Co., Ltd. East Plant* | JAPAN |
| Gold (Au) | Eco-System Recycling Co., Ltd. North Plant* | JAPAN |
| Gold (Au) | Eco-System Recycling Co., Ltd. West Plant* | JAPAN |
| Gold (Au) | Elemetal Refining, LLC | UNITED STATES OF AMERICA |
| Gold (Au) | Emirates Gold DMCC* | UNITED ARAB EMIRATES |
| Gold (Au) | Faggi Enrico S.p.A. | ITALY |
| Gold (Au) | Fidelity Printers and Refiners Ltd. | ZIMBABWE |
| Gold (Au) | Fujairah Gold FZC | UNITED ARAB EMIRATES |
| Gold (Au) | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA |
| Gold (Au) | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA |
| Gold (Au) | Geib Refining Corporation* | UNITED STATES OF AMERICA |
| Gold (Au) | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA |
| Gold (Au) | Global Advanced Metals | UNITED STATES OF AMERICA |
| Gold (Au) | Gold Coast Refinery | GHANA |
| Gold (Au) | Gold Refinery of Zijin Mining Group Co., Ltd.* | CHINA |
| Gold (Au) | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA |
| Gold (Au) | Guangdong Jinding Gold Limited | CHINA |
| Gold (Au) | Guangzhou Jin Ding | CHINA |
| Gold (Au) | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA |
| Gold (Au) | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA |
| Gold (Au) | Harmony Gold Mining Company Ltd. | SOUTH AFRICA |
| Gold (Au) | Harmony Gold Refinery | SOUTH AFRICA |
| Gold (Au) | Heimerle + Meule GmbH* | GERMANY |
| Gold (Au) | Henan Yuguang Gold & Lead Co., Ltd. | CHINA |
| Gold (Au) | Heraeus | HONG KONG |
| Gold (Au) | Heraeus Metals Hong Kong Ltd.* | CHINA |
| Gold (Au) | Heraeus Precious Metals | CHINA |
| Gold (Au) | Heraeus Precious Metals GmbH & Co. KG* | GERMANY |
| Gold (Au) | Hetai Gold Mineral Guangdong Co., Ltd. | CHINA |
| Gold (Au) | HeTai Gold Mineral GuangDong Ltd. Co. | CHINA |
| Gold (Au) | House of Currency of Brazil (Casa da Moeda do Brazil) | BRAZIL |
| Gold (Au) | Hunan Chenzhou Mining Co., Ltd. | CHINA |
| Gold (Au) | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA |
| Gold (Au) | Hunan Yuguang Gold & Lead Co., Ltd. | CHINA |
| Gold (Au) | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF |
| Gold (Au) | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | CHINA |
| Gold (Au) | International Precious Metal Refiners | UNITED ARAB EMIRATES |
| Gold (Au) | Ishifuku Metal Industry Co., Ltd.* | JAPAN |
| Gold (Au) | Istanbul Gold Refinery* | TURKEY |
| Gold (Au) | Italpreziosi* | ITALY |
| Gold (Au) | JALAN & Company | INDIA |
| Gold (Au) | Japan Mint* | JAPAN |
| Gold (Au) | Jiangxi Copper Co., Ltd.* | CHINA |
| Gold (Au) | Jin Jinyin Refining Co., Ltd. | CHINA |
| Gold (Au) | Jinli Enterprice Co.,Ltd | TAIWAN, PROVINCE OF CHINA |
| Gold (Au) | Jinlong Copper Co., Ltd. | CHINA |
| Gold (Au) | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION |
| Gold (Au) | JSC Uralelectromed* | RUSSIAN FEDERATION |
| Gold (Au) | JX Nippon Mining & Metals Co., Ltd.* | JAPAN |
| Gold (Au) | Kaloti Precious Metals | UNITED ARAB EMIRATES |
| Gold (Au) | Kazakhmys Smelting LLC | KAZAKHSTAN |
| Gold (Au) | Kazzinc* | KAZAKHSTAN |
| Gold (Au) | Kennecott Utah Copper LLC* | UNITED STATES OF AMERICA |
| Gold (Au) | KGHM Polska Miedz Spolka Akcyjna* | POLAND |
| Gold (Au) | Kojima Chemicals Co., Ltd.* | JAPAN |
| Gold (Au) | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF |
| Gold (Au) | Korea Zinc Co., Ltd.* | KOREA, REPUBLIC OF |
| Gold (Au) | Kosak Seiren | JAPAN |
| Gold (Au) | Kyrgyzaltyn JSC* | KYRGYZSTAN |
| Gold (Au) | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
| Gold (Au) | L'azurde Company For Jewelry | SAUDI ARABIA |
| Gold (Au) | Lingbao Gold Co., Ltd. | CHINA |
| Gold (Au) | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA |
| Gold (Au) | L'Orfebre S.A.* | ANDORRA |
| Gold (Au) | LS-NIKKO Copper Inc.* | KOREA, REPUBLIC OF |
| Gold (Au) | LT Metal Ltd.* | KOREA, REPUBLIC OF |
| Gold (Au) | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA |
| Gold (Au) | Marsam Metals* | BRAZIL |
| Gold (Au) | Materion* | UNITED STATES OF AMERICA |
| Gold (Au) | Matsuda Sangyo Co., Ltd.* | JAPAN |
| Gold (Au) | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Gold (Au) | Metalor Technologies (Hong Kong) Ltd.* | CHINA |
| Gold (Au) | Metalor Technologies (Singapore) Pte., Ltd.* | SINGAPORE |
| Gold (Au) | Metalor Technologies (Suzhou) Ltd.* | CHINA |
| Gold (Au) | Metalor Technologies S.A.* | SWITZERLAND |
| Gold (Au) | Metalor USA Refining Corporation* | UNITED STATES OF AMERICA |
| Gold (Au) | Metalurgica Met-Mex Penoles S.A. De C.V.* | MEXICO |
| Gold (Au) | Met-Mex Peñoles, S.A. | MEXICO |
| Gold (Au) | Mitsubishi Materials Corporation* | JAPAN |
| Gold (Au) | Mitsui | HONG KONG |
| Gold (Au) | Mitsui Mining and Smelting Co., Ltd.* | JAPAN |
| Gold (Au) | MMTC-PAMP India Pvt., Ltd.* | INDIA |
| Gold (Au) | Modeltech Sdn Bhd | MALAYSIA |
| Gold (Au) | Morris and Watson | NEW ZEALAND |
| Gold (Au) | Morris and Watson Gold Coast | AUSTRALIA |
| Gold (Au) | Moscow Special Alloys Processing Plant* | RUSSIAN FEDERATION |
| Gold (Au) | Nadir Metal Rafineri San. Ve Tic. A.S.* | TURKEY |
| Gold (Au) | Navoi Mining and Metallurgical Combinat | UZBEKISTAN |
| Gold (Au) | NH Recytech Company | KOREA, REPUBLIC OF |
| Gold (Au) | Nihon Material Co., Ltd.* | JAPAN |
| Gold (Au) | Nyrstar Metals | UNITED STATES OF AMERICA |
| Gold (Au) | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | AUSTRIA |
| Gold (Au) | Ohio Precious Metals LLC. | UNITED STATES OF AMERICA |
| Gold (Au) | Ohura Precious Metal Industry Co., Ltd.* | JAPAN |
| Gold (Au) | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)* | RUSSIAN FEDERATION |
| Gold (Au) | OJSC Kolyma Refinery | RUSSIAN FEDERATION |
| Gold (Au) | OJSC Novosibirsk Refinery* | RUSSIAN FEDERATION |
| Gold (Au) | PAMP S.A.* | SWITZERLAND |
| Gold (Au) | Pease & Curren | UNITED STATES OF AMERICA |
| Gold (Au) | Penglai Penggang Gold Industry Co., Ltd. | CHINA |
| Gold (Au) | Planta Recuperadora de Metales SpA* | CHILE |
| Gold (Au) | Prioksky Plant of Non-Ferrous Metals* | RUSSIAN FEDERATION |
| Gold (Au) | PT Aneka Tambang (Persero) Tbk* | INDONESIA |
| Gold (Au) | PX Precinox S.A.* | SWITZERLAND |
| Gold (Au) | QG Refining, LLC | UNITED STATES OF AMERICA |
| Gold (Au) | Rand Refinery (Pty) Ltd.* | SOUTH AFRICA |
| Gold (Au) | Refinery of Seemine Gold Co., Ltd. | CHINA |
| Gold (Au) | REMONDIS PMR B.V.* | NETHERLANDS |
| Gold (Au) | Republic Metals Corporation | UNITED STATES OF AMERICA |
| Gold (Au) | Royal Canadian Mint* | CANADA |
| Gold (Au) | SAAMP* | FRANCE |
| Gold (Au) | Sabin Metal Corp. | UNITED STATES OF AMERICA |
| Gold (Au) | Safimet S.p.A* | ITALY |
| Gold (Au) | SAFINA A.S. | CZECH REPUBLIC |
| Gold (Au) | Sai Refinery | INDIA |
| Gold (Au) | Samduck Precious Metals* | KOREA, REPUBLIC OF |
| Gold (Au) | Samwon Metals Corp. | KOREA, REPUBLIC OF |
| Gold (Au) | SAXONIA Edelmetalle GmbH* | GERMANY |
| Gold (Au) | Schone Edelmetaal B.V. | NETHERLANDS |
| Gold (Au) | SEMPSA Joyeria Plateria S.A.* | SPAIN |
| Gold (Au) | Shan Dong Huangjin | CHINA |
| Gold (Au) | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd. | CHINA |
| Gold (Au) | Shandong gold smelting Co., Ltd. | CHINA |
| Gold (Au) | Shandong Humon Smelting Co., Ltd. | CHINA |
| Gold (Au) | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA |
| Gold (Au) | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | CHINA |
| Gold (Au) | Shandong Zhongkuang Group Co. Ltd | CHINA |
| Gold (Au) | Shenzhen Fujun Material Technology Co., Ltd. | CHINA |
| Gold (Au) | Shenzhen Heng Zhong Industry Co., Ltd. | CHINA |
| Gold (Au) | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA |
| Gold (Au) | Sichuan Tianze Precious Metals Co., Ltd.* | CHINA |
| Gold (Au) | Singway Technology Co., Ltd.* | TAIWAN, PROVINCE OF CHINA |
| Gold (Au) | Sino-Platinum Metals Co., Ltd. | CHINA |
| Gold (Au) | So Accurate Group, Inc. | UNITED STATES OF AMERICA |
| Gold (Au) | SOE Shyolkovsky Factory of Secondary Precious Metals* | RUSSIAN FEDERATION |
| Gold (Au) | Solar Applied Materials Technology Corp.* | TAIWAN, PROVINCE OF CHINA |
| Gold (Au) | Sovereign Metals | INDIA |
| Gold (Au) | State Research Institute Center for Physical Sciences and Technology | LITHUANIA |
| Gold (Au) | Sudan Gold Refinery | SUDAN |
| Gold (Au) | Sumitomo Metal Mining Co., Ltd.* | JAPAN |
| Gold (Au) | SungEel HiMetal Co., Ltd.* | KOREA, REPUBLIC OF |
| Gold (Au) | Super Dragon Technology Co., Ltd. | CHINA |
| Gold (Au) | Suzhou Xingrui Noble | CHINA |
| Gold (Au) | T.C.A S.p.A* | ITALY |
| Gold (Au) | Taicang City Nancang Metal Material Co., Ltd. | CHINA |
| Gold (Au) | Tanaka Kikinzoku Kogyo K.K.* | JAPAN |
| Gold (Au) | The Great Wall Gold and Silver Refinery of China | CHINA |
| Gold (Au) | The Hutti Gold Company | INDIA |
| Gold (Au) | The Refinery of Shandong Gold Mining Co., Ltd.* | CHINA |
| Gold (Au) | Tokuriki Honten Co., Ltd.* | JAPAN |
| Gold (Au) | Ton Yi Industrial Corporation | TAIWAN, PROVINCE OF CHINA |
| Gold (Au) | Tongling Nonferrous Metals Group Co., Ltd. | CHINA |
| Gold (Au) | Tony Goetz NV | BELGIUM |
| Gold (Au) | TOO Tau-Ken-Altyn* | KAZAKHSTAN |
| Gold (Au) | Torecom* | KOREA, REPUBLIC OF |
| Gold (Au) | Umicore Brasil Ltda.* | BRAZIL |
| Gold (Au) | Umicore Precious Metal Refining | UNITED STATES OF AMERICA |
| Gold (Au) | Umicore Precious Metals Thailand* | THAILAND |
| Gold (Au) | Umicore S.A. Business Unit Precious Metals Refining* | BELGIUM |
| Gold (Au) | United Precious Metal Refining, Inc.* | UNITED STATES OF AMERICA |
| Gold (Au) | Universal Precious Metals Refining Zambia | ZAMBIA |
| Gold (Au) | Valcambi S.A.* | SWITZERLAND |
| Gold (Au) | Western Australian Mint (T/a The Perth Mint)* | AUSTRALIA |
| Gold (Au) | WIELAND Edelmetalle GmbH* | GERMANY |
| Gold (Au) | Xstrata Canada Corporation | CANADA |
| Gold (Au) | Yamakin Co., Ltd.* | JAPAN |
| Gold (Au) | Yokohama Metal Co., Ltd.* | JAPAN |
| Gold (Au) | Yunnan Copper Industry Co., Ltd. | CHINA |
| Gold (Au) | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | CHINA |
| Gold (Au) | Zhongkuang Gold Industry Co., Ltd. | CHINA |
| Gold (Au) | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | CHINA |
| Gold (Au) | Zijin Mining Group Co. Ltd | CHINA |
| Tantalum (Ta) | AMG Advanced Metallurgical Group N.V. | BRAZIL |
| Tantalum (Ta) | Anhui Herrman Impex Co. | CHINA |
| Tantalum (Ta) | Asaka Riken Co., Ltd.* | JAPAN |
| Tantalum (Ta) | ATI Tungsten Materials | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Avon Speciality Metals Co., Ltd. | CHINA |
| Tantalum (Ta) | Avon Specialty Metals Ltd. | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND |
| Tantalum (Ta) | Cabot | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Changsha South Tantalum Niobium Co., Ltd.* | CHINA |
| Tantalum (Ta) | China Shenzhen Morgan Sputtering Targets & Technology Co., Ltd. | CHINA |
| Tantalum (Ta) | CP Metals Inc.* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | D Block Metals, LLC* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Duoluoshan | CHINA |
| Tantalum (Ta) | E.S.R. Electronics | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Exotech Inc.* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | F&X Electro-Materials Ltd.* | CHINA |
| Tantalum (Ta) | FIR Metals & Resource Ltd.* | CHINA |
| Tantalum (Ta) | Gannon & Scott | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Global Advanced Metals | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Global Advanced Metals Aizu* | JAPAN |
| Tantalum (Ta) | Global Advanced Metals Boyertown* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Guangdong Rising Rare Metals-EO Materials Ltd.* | CHINA |
| Tantalum (Ta) | Guangdong Zhiyuan New Material Co., Ltd.* | CHINA |
| Tantalum (Ta) | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA |
| Tantalum (Ta) | H.C. Starck Co., Ltd.* | THAILAND |
| Tantalum (Ta) | H.C. Starck GmbH | GERMANY |
| Tantalum (Ta) | H.C. Starck Hermsdorf GmbH* | GERMANY |
| Tantalum (Ta) | H.C. Starck Inc.* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | H.C. Starck Ltd.* | JAPAN |
| Tantalum (Ta) | H.C. Starck Smelting GmbH & Co. KG* | GERMANY |
| Tantalum (Ta) | H.C. Starck Surface Technology and Ceramic Powders GmbH | GERMANY |
| Tantalum (Ta) | H.C. Starck Tantalum and Niobium GmbH* | GERMANY |
| Tantalum (Ta) | Hengyang King Xing Lifeng New Materials Co., Ltd.* | CHINA |
| Tantalum (Ta) | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | CHINA |
| Tantalum (Ta) | Jiangxi Tuohong New Raw Material* | CHINA |
| Tantalum (Ta) | Jiujiang Janny New Material Co., Ltd. | CHINA |
| Tantalum (Ta) | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | CHINA |
| Tantalum (Ta) | Jiujiang Tanbre Co., Ltd.* | CHINA |
| Tantalum (Ta) | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | CHINA |
| Tantalum (Ta) | KEMET Blue Metals* | MEXICO |
| Tantalum (Ta) | KEMET Blue Powder* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | King-Tan Tantalum Industry Ltd. | CHINA |
| Tantalum (Ta) | LSM Brasil S.A.* | BRAZIL |
| Tantalum (Ta) | Metallurgical Products India Pvt., Ltd.* | INDIA |
| Tantalum (Ta) | Mineracao Taboca S.A.* | BRAZIL |
| Tantalum (Ta) | Mitsui Mining and Smelting Co., Ltd.* | JAPAN |
| Tantalum (Ta) | Ningxia Orient Tantalum Industry Co., Ltd.* | CHINA |
| Tantalum (Ta) | NPM Silmet AS* | ESTONIA |
| Tantalum (Ta) | Plansee SE Liezen | AUSTRIA |
| Tantalum (Ta) | Plansee SE Reutte | AUSTRIA |
| Tantalum (Ta) | PRG Dooel* | NORTH MACEDONIA, REPUBLIC OF |
| Tantalum (Ta) | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tantalum (Ta) | QuantumClean* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Resind Industria e Comercio Ltda.* | BRAZIL |
| Tantalum (Ta) | Shanghai Jiangxi Metals Co., Ltd. | CHINA |
| Tantalum (Ta) | Solikamsk Magnesium Works OAO* | RUSSIAN FEDERATION |
| Tantalum (Ta) | Taki Chemical Co., Ltd.* | JAPAN |
| Tantalum (Ta) | Tantalite Resources | SOUTH AFRICA |
| Tantalum (Ta) | Telex Metals* | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Tranzact, Inc. | UNITED STATES OF AMERICA |
| Tantalum (Ta) | Ulba Metallurgical Plant JSC* | KAZAKHSTAN |
| Tantalum (Ta) | ULVAC, Inc. | JAPAN |
| Tantalum (Ta) | XinXing HaoRong Electronic Material Co., Ltd.* | CHINA |
| Tantalum (Ta) | Yanling Jincheng Tantalum & Niobium Co., Ltd.* | CHINA |
| Tantalum (Ta) | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA |
| Tantalum (Ta) | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA |
| Tin (Sn) | 5N Plus | CANADA |
| Tin (Sn) | Academy Precious Metals (China) Co. LTD | CHINA |
| Tin (Sn) | Alpha* | UNITED STATES OF AMERICA |
| Tin (Sn) | Alpha Metals (Taiwan) Inc. | TAIWAN, PROVINCE OF CHINA |
| Tin (Sn) | AMC(A Member of the AMC Group) |
THAILAND |
| Tin (Sn) | An Thai Minerals Co., Ltd. | VIETNAM |
| Tin (Sn) | An Vinh Joint Stock Mineral Processing Company | VIETNAM |
| Tin (Sn) | Aoki Loboratories Ltd. | UNITED STATES OF AMERICA |
| Tin (Sn) | BML | INDONESIA |
| Tin (Sn) | Changzhou Galaxy Century Micro-Electronics Co., Ltd | CHINA |
| Tin (Sn) | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | CHINA |
| Tin (Sn) | Chifeng Dajingzi Tin Industry Co., Ltd.* | CHINA |
| Tin (Sn) | China Tin Group Co., Ltd.* | CHINA |
| Tin (Sn) | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tin (Sn) | Cooper Santa | BRAZIL |
| Tin (Sn) | Cooperativa Metalurgica de Rondonia Ltda. | BRAZIL |
| Tin (Sn) | CV Ayi Jaya* | INDONESIA |
| Tin (Sn) | CV Dua Sekawan* | INDONESIA |
| Tin (Sn) | CV Duta Putra Bangka | INDONESIA |
| Tin (Sn) | CV Gita Pesona* | INDONESIA |
| Tin (Sn) | CV JusTindo | INDONESIA |
| Tin (Sn) | CV Makmur Jaya | INDONESIA |
| Tin (Sn) | CV Nurjanah | INDONESIA |
| Tin (Sn) | CV Prima Timah Utama | INDONESIA |
| Tin (Sn) | CV United Smelting* | INDONESIA |
| Tin (Sn) | CV Venus Inti Perkasa* | INDONESIA |
| Tin (Sn) | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA |
| Tin (Sn) | Dowa* | JAPAN |
| Tin (Sn) | Electroloy Metal Pte | CHINA |
| Tin (Sn) | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM |
| Tin (Sn) | Elmet S.L.U. | SPAIN |
| Tin (Sn) | EM Vinto* | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin (Sn) | Estanho de Rondonia S.A. | BRAZIL |
| Tin (Sn) | Faggi Enrico S.p.A. | ITALY |
| Tin (Sn) | Feinhutte Halsbrucke GmbH | GERMANY |
| Tin (Sn) | Fenix Metals* | POLAND |
| Tin (Sn) | Geiju Non-Ferrous Metal Processing Co. Ltd. | CHINA |
| Tin (Sn) | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA |
| Tin (Sn) | Gejiu Fengming Metallurgy Chemical Plant* | CHINA |
| Tin (Sn) | Gejiu Jinye Mineral Company | CHINA |
| Tin (Sn) | Gejiu Kai Meng Industry and Trade LLC* | CHINA |
| Tin (Sn) | Gejiu Non-Ferrous Metal Processing Co., Ltd.* | CHINA |
| Tin (Sn) | Gejiu Yunxi Group Corp. | CHINA |
| Tin (Sn) | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* | CHINA |
| Tin (Sn) | Gejiu Zili Mining And Metallurgy Co., Ltd.* | CHINA |
| Tin (Sn) | Gold Bell Group | CHINA |
| Tin (Sn) | Guang Xi Hua Xi Corp | CHINA |
| Tin (Sn) | Guangdong Hanhe Non-Ferrous Metal Co., Ltd.* | CHINA |
| Tin (Sn) | Guangxi Huaxi Group | CHINA |
| Tin (Sn) | Guanyang Guida Nonferrous Metal Smelting Plant* | CHINA |
| Tin (Sn) | Hongqiao Metals (Kunshan) Co., Ltd. | CHINA |
| Tin (Sn) | HuiChang Hill Tin Industry Co., Ltd.* | CHINA |
| Tin (Sn) | Huichang Jinshunda Tin Co., Ltd.* | CHINA |
| Tin (Sn) | Hunan Xianghualing tin | CHINA |
| Tin (Sn) | Jean Goldschmidt International | BELGIUM |
| Tin (Sn) | Jiangxi Huayu metal co., Ltd | CHINA |
| Tin (Sn) | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA |
| Tin (Sn) | Jiangxi New Nanshan Technology Ltd.* | CHINA |
| Tin (Sn) | Jiangxi Shunda Huichang Kam Tin Co., Ltd. | CHINA |
| Tin (Sn) | Jiangxi Tungsten Industry Co Ltd | CHINA |
| Tin (Sn) | Ju Tai Industrial Co., Ltd. | CHINA |
| Tin (Sn) | Koki Products Co., Ltd. | THAILAND |
| Tin (Sn) | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF |
| Tin (Sn) | Kovohutě Příbram Nástupnická, A.S. | CZECH REPUBLIC |
| Tin (Sn) | Leeku industrial CO.,LTD | KOREA |
| Tin (Sn) | Linqu Xianggui Smelter Co., Ltd. | CHINA |
| Tin (Sn) | Linwu Xianggui Ore Smelting Co., Ltd. | GERMANY |
| Tin (Sn) | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA |
| Tin (Sn) | Liuzhou China Tin | CHINA |
| Tin (Sn) | Luna Smelter, Ltd.* | RWANDA |
| Tin (Sn) | Ma'anshan Weitai Tin Co., Ltd.* | CHINA |
| Tin (Sn) | Magnu's Minerais Metais e Ligas Ltda.* | BRAZIL |
| Tin (Sn) | Malaysia Smelting Corporation (MSC)* | MALAYSIA |
| Tin (Sn) | Matsuo Solder Co. Ltd | JAPAN |
| Tin (Sn) | Melt Metais e Ligas S.A.* | BRAZIL |
| Tin (Sn) | Metahub Industries Sdn. Bhd. | MALAYSIA |
| Tin (Sn) | Metallic Resources, Inc.* | UNITED STATES OF AMERICA |
| Tin (Sn) | Metallo Belgium N.V.* | BELGIUM |
| Tin (Sn) | Metallo Spain S.L.U.* | SPAIN |
| Tin (Sn) | Metallum Group Holding NV | BELGIUM |
| Tin (Sn) | Mineracao Taboca S.A.* | BRAZIL |
| Tin (Sn) | Ming Li Jia smelt Metal Factory | CHINA |
| Tin (Sn) | Minmetals Ganzhou Tin Co. Ltd. | CHINA |
| Tin (Sn) | Minsur* | PERU |
| Tin (Sn) | Mitsubishi Materials Corporation* | JAPAN |
| Tin (Sn) | Modeltech Sdn Bhd | MALAYSIA |
| Tin (Sn) | Nathan Trotter & Co | UNITED STATES OF AMERICA |
| Tin (Sn) | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM |
| Tin (Sn) | Novosibirsk Integrated Tin Works | RUSSIAN FEDERATION |
| Tin (Sn) | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION |
| Tin (Sn) | O.M. Manufacturing (Thailand) Co., Ltd.* | THAILAND |
| Tin (Sn) | O.M. Manufacturing Philippines, Inc.* | PHILIPPINES |
| Tin (Sn) | Operaciones Metalurgicas S.A.* | BOLIVIA (PLURINATIONAL STATE OF) |
| Tin (Sn) | Phoenix Metal Ltd. | RWANDA |
| Tin (Sn) | Pohang Iron and Steel Co. Ltd. | KOREA, REPUBLIC OF |
| Tin (Sn) | Pongpipat Company Limited | MYANMAR |
| Tin (Sn) | Precious Minerals and Smelting Limited | INDIA |
| Tin (Sn) | Primeyoung Metal Ind. (Zhuhai) Co., Ltd. | CHINA |
| Tin (Sn) | PT Alam Lestari Kencana | INDONESIA |
| Tin (Sn) | PT Aries Kencana Sejahtera* | INDONESIA |
| Tin (Sn) | PT Artha Cipta Langgeng* | INDONESIA |
| Tin (Sn) | PT ATD Makmur Mandiri Jaya* | INDONESIA |
| Tin (Sn) | PT Babel Inti Perkasa* | INDONESIA |
| Tin (Sn) | PT Babel Surya Alam Lestari* | INDONESIA |
| Tin (Sn) | PT Bangka Kudai Tin | INDONESIA |
| Tin (Sn) | PT Bangka Prima Tin* | INDONESIA |
| Tin (Sn) | PT Bangka Putra Karya | INDONESIA |
| Tin (Sn) | PT Bangka Serumpun* | INDONESIA |
| Tin (Sn) | PT Bangka Timah Utama Sejahtera | INDONESIA |
| Tin (Sn) | PT Bangka Tin Industry* | INDONESIA |
| Tin (Sn) | PT Belitung Industri Sejahtera* | INDONESIA |
| Tin (Sn) | PT BilliTin Makmur Lestari | INDONESIA |
| Tin (Sn) | PT Bukit Timah* | INDONESIA |
| Tin (Sn) | PT Cipta Persada Mulia | INDONESIA |
| Tin (Sn) | PT DS Jaya Abadi* | INDONESIA |
| Tin (Sn) | PT Eunindo Usaha Mandiri | INDONESIA |
| Tin (Sn) | PT Fang Di MulTindo | INDONESIA |
| Tin (Sn) | PT HP Metals Indonesia | INDONESIA |
| Tin (Sn) | PT Inti Stania Prima* | INDONESIA |
| Tin (Sn) | PT Justindo | INDONESIA |
| Tin (Sn) | PT Karimun Mining* | INDONESIA |
| Tin (Sn) | PT Kijang Jaya Mandiri* | INDONESIA |
| Tin (Sn) | PT Koba Tin | INDONESIA |
| Tin (Sn) | PT Lautan Harmonis Sejahtera* | INDONESIA |
| Tin (Sn) | PT Menara Cipta Mulia* | INDONESIA |
| Tin (Sn) | PT Mitra Stania Prima* | INDONESIA |
| Tin (Sn) | PT O.M. Indonesia | INDONESIA |
| Tin (Sn) | PT Panca Mega Persada* | INDONESIA |
| Tin (Sn) | Pt Pelat Timah Nusantara Tbk | INDONESIA |
| Tin (Sn) | PT Premium Tin Indonesia* | INDONESIA |
| Tin (Sn) | PT Prima Timah Utama* | INDONESIA |
| Tin (Sn) | PT Rajawali Rimba Perkasa* | INDONESIA |
| Tin (Sn) | PT Rajehan Ariq* | INDONESIA |
| Tin (Sn) | PT Refined Bangka Tin* | INDONESIA |
| Tin (Sn) | PT Sariwiguna Binasentosa* | INDONESIA |
| Tin (Sn) | PT Seirama Tin Investment | INDONESIA |
| Tin (Sn) | PT Stanindo Inti Perkasa* | INDONESIA |
| Tin (Sn) | PT Sukses Inti Makmur* | INDONESIA |
| Tin (Sn) | PT Sumber Jaya Indah* | INDONESIA |
| Tin (Sn) | PT Supra Sukses Trinusa | INDONESIA |
| Tin (Sn) | PT Timah (Persero) Tbk Mentok | INDONESIA |
| Tin (Sn) | PT Timah Nusantara | INDONESIA |
| Tin (Sn) | PT Timah Tbk Kundur* | INDONESIA |
| Tin (Sn) | PT Timah Tbk Mentok* | INDONESIA |
| Tin (Sn) | PT Tinindo Inter Nusa* | INDONESIA |
| Tin (Sn) | PT Tirus Putra Mandiri* | INDONESIA |
| Tin (Sn) | PT Tommy Utama* | INDONESIA |
| Tin (Sn) | PT Wahana Perkit Jaya | INDONESIA |
| Tin (Sn) | PT Yichendo Mining Industry | INDONESIA |
| Tin (Sn) | PT Yinchendo Mining Industry | INDONESIA |
| Tin (Sn) | Resind Industria e Comercio Ltda.* | BRAZIL |
| Tin (Sn) | Rui Da Hung* | TAIWAN, PROVINCE OF CHINA |
| Tin (Sn) | Senju | JAPAN |
| Tin (Sn) | Sizer Metals PTE Ltd | SINGAPORE |
| Tin (Sn) | Soft Metais Ltda.* | BRAZIL |
| Tin (Sn) | Sun Surface Technology Co Ltd | CHINA |
| Tin (Sn) | Super Ligas | BRAZIL |
| Tin (Sn) | Thai Nguyen Mining and Metallurgy Co., Ltd.* | VIETNAM |
| Tin (Sn) | Thailand Smelting & Refining Co., Ltd | THAILAND |
| Tin (Sn) | Thaisarco* | THAILAND |
| Tin (Sn) | Tianshui Ling Bo Technology Co., Ltd. | CHINA |
| Tin (Sn) | Tin Plating Gejiu | CHINA |
| Tin (Sn) | Tin Technology & Refining* | UNITED STATES OF AMERICA |
| Tin (Sn) | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM |
| Tin (Sn) | VQB Mineral and Trading Group JSC | VIETNAM |
| Tin (Sn) | White Solder Metalurgia e Mineracao Ltda.* | BRAZIL |
| Tin (Sn) | Wu Xi Shi Yi Zheng Ji Xie She Bei Company | CHINA |
| Tin (Sn) | Wuxi Lantronic Electronic Co Ltd | CHINA |
| Tin (Sn) | Xianghualing Tin Industry Co., Ltd. | CHINA |
| Tin (Sn) | Xianghualing Tin Minerals | CHINA |
| Tin (Sn) | Yifeng Tin | CHINA |
| Tin (Sn) | Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* | CHINA |
| Tin (Sn) | Yunnan Chengo Electric Smelting Plant | CHINA |
| Tin (Sn) | Yunnan Tin Company Limited* | CHINA |
| Tin (Sn) | Yunnan Yunfan Non-ferrous Metals Co., Ltd.* | CHINA |
| Tin (Sn) | Zhuhai Quanjia | CHINA |
| Tungsten (W) | A.L.M.T. Corp.* | JAPAN |
| Tungsten (W) | ACL Metais Eireli* | BRAZIL |
| Tungsten (W) | Air Products | UNITED STATES OF AMERICA |
| Tungsten (W) | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL |
| Tungsten (W) | Asia Tungsten Products Vietnam Ltd.* | VIETNAM |
| Tungsten (W) | Baiyin Nonferrous Metals Corporation (BNMC) | CHINA |
| Tungsten (W) | Buffalo Tungsten | UNITED STATES OF AMERICA |
| Tungsten (W) | Chaozhou Xianglu Tungsten Industry Co Ltd | CHINA |
| Tungsten (W) | Chenzhou Diamond Tungsten Products Co., Ltd.* | CHINA |
| Tungsten (W) | China Minmetals Nonferrous Metals Co Ltd | CHINA |
| Tungsten (W) | China Minmetals Non-ferrous Metals Holding Co., Ltd. | CHINA |
| Tungsten (W) | China Molybdenum Co., Ltd. | CHINA |
| Tungsten (W) | Chongyi Zhangyuan Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
| Tungsten (W) | CP Metals Inc. | UNITED STATES OF AMERICA |
| Tungsten (W) | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA |
| Tungsten (W) | Dayu Weiliang Tungsten Co., Ltd. | CHINA |
| Tungsten (W) | Dowa | JAPAN |
| Tungsten (W) | Exotech Inc. | UNITED STATES OF AMERICA |
| Tungsten (W) | Fujian Ganmin RareMetal Co., Ltd.* | CHINA |
| Tungsten (W) | Fujian Jinxin Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Ganxian Shirui New Material Co., Ltd. | CHINA |
| Tungsten (W) | Ganzhou Grand Sea W & Mo Group Co., Ltd. | CHINA |
| Tungsten (W) | Ganzhou Haichuang Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Ganzhou Huaxing Tungsten Products Co., Ltd.* | CHINA |
| Tungsten (W) | Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA |
| Tungsten (W) | Ganzhou Seadragon W & Mo Co., Ltd.* | CHINA |
| Tungsten (W) | Ganzhou Yatai Tungsten Co., Ltd. | CHINA |
| Tungsten (W) | Global Tungsten & Powders Corp.* | UNITED STATES OF AMERICA |
| Tungsten (W) | Guangdong Xianglu Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | H.C. Starck Group | GERMANY |
| Tungsten (W) | H.C. Starck Smelting GmbH & Co. KG* | GERMANY |
| Tungsten (W) | H.C. Starck Tungsten GmbH* | GERMANY |
| Tungsten (W) | Hunan Chenzhou Mining Co., Ltd.* | CHINA |
| Tungsten (W) | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | CHINA |
| Tungsten (W) | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA |
| Tungsten (W) | Hunan Chuanqda Vanadium Tungsten | CHINA |
| Tungsten (W) | Hunan Chunchang Nonferrous Metals Co., Ltd.* | CHINA |
| Tungsten (W) | Hunan Litian Tungsten Industry Co., Ltd.* | CHINA |
| Tungsten (W) | Hydrometallurg, JSC* | RUSSIAN FEDERATION |
| Tungsten (W) | Japan New Metals Co., Ltd.* | JAPAN |
| Tungsten (W) | Jiangwu H.C. Starck Tungsten Products Co., Ltd.* | CHINA |
| Tungsten (W) | Jiangxi Gan Bei Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA |
| Tungsten (W) | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CHINA |
| Tungsten (W) | Jiangxi Rare Metals Tungsten Holdings Group Co., Ltd. | CHINA |
| Tungsten (W) | Jiangxi Richsea New Materials Co., Ltd. | CHINA |
| Tungsten (W) | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* | CHINA |
| Tungsten (W) | Jiangxi Tungsten Industry Group Co Ltd | CHINA |
| Tungsten (W) | Jiangxi Xianggan No-Ferrous Metals Co | CHINA |
| Tungsten (W) | Jiangxi Xianglu Tungsten Co., Ltd. | CHINA |
| Tungsten (W) | Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | CHINA |
| Tungsten (W) | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA |
| Tungsten (W) | Jiangxi Yaosheng Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Jiangzi Richsea New Materials Co., Ltd. | CHINA |
| Tungsten (W) | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION |
| Tungsten (W) | Kennametal Fallon* | UNITED STATES OF AMERICA |
| Tungsten (W) | Kennametal Huntsville* | UNITED STATES OF AMERICA |
| Tungsten (W) | KGETS Co., Ltd.* | KOREA, REPUBLIC OF |
| Tungsten (W) | Lianyou Metals Co., Ltd.* | TAIWAN, PROVINCE OF CHINA |
| Tungsten (W) | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. | CHINA |
| Tungsten (W) | Malipo Haiyu Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Masan Tungsten Chemical LLC (MTC)* | VIETNAM |
| Tungsten (W) | Moliren Ltd.* | RUSSIAN FEDERATION |
| Tungsten (W) | Niagara Refining LLC* | UNITED STATES OF AMERICA |
| Tungsten (W) | North American Tungsten | CANADA |
| Tungsten (W) | Philippine Chuangxin Industrial Co., Inc.* | PHILIPPINES |
| Tungsten (W) | Pobedit, JSC | RUSSIAN FEDERATION |
| Tungsten (W) | Sanher Tungsten Vietnam Co., Ltd. | VIETNAM |
| Tungsten (W) | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA |
| Tungsten (W) | Tejing (Vietnam) Tungsten Co., Ltd.* | VIETNAM |
| Tungsten (W) | Unecha Refractory metals plant* | RUSSIAN FEDERATION |
| Tungsten (W) | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM |
| Tungsten (W) | Wolfram Bergbau und Hutten AG* | AUSTRIA |
| Tungsten (W) | WOLFRAM Company CJSC | RUSSIAN FEDERATION |
| Tungsten (W) | Woltech Korea Co., Ltd.* | KOREA, REPUBLIC OF |
| Tungsten (W) | Xiamen Tungsten (H.C.) Co., Ltd.* | CHINA |
| Tungsten (W) | Xiamen Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | CHINA |
| Tungsten (W) | Xinhai Rendan Shaoguan Tungsten Co., Ltd.* | CHINA |
| Tungsten (W) | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA |
Annex B
Countries of origin of the Conflict Minerals in the 2019 Ribbon Products are believed to include:
| Location of Mine(s) |
| Afghanistan |
| Albania |
| Amazon |
| Angola |
| Antauta |
| Argentina |
| Armenia |
| Asia-Pacific |
| Australia |
| Austria |
| Azerbaijan |
| Bangka |
| Belgium |
| Bermuda |
| Bolivia |
| Brazil |
| Bulgaria |
| Burkina Faso |
| Burundi |
| Butterworth |
| Cambodia |
| Canada |
| Central African Republic |
| Changlong Town |
| Chile |
| China |
| Colombia |
| Congo (Brazzaville) |
| Czech Republic |
| Democratic Republic of Congo |
| Djibouti |
| East Kazakhstan |
| East Perth |
| Ecuador |
| Egypt |
| England |
| Estonia |
| Ethiopia |
| Finland |
| France |
| Georgia |
| Germany |
| Ghana |
| Guinea |
| Guyana |
| Hong Kong |
| Hungary |
| India |
| Indonesia |
| Ireland |
| Israel |
| Italy |
| Japan |
| Jersey |
| Jiangxi |
| Kansai |
| Katanga |
| Kazakhstan |
| Kenya |
| Kinshasa |
| Korea |
| Krasnoyarsk Krai |
| Kyrgyzstan |
| Laos |
| Liberia |
| Luxembourg |
| Madagascar |
| Malaysia |
| Mali |
| Mauritania |
| Merrimack |
| Mexico |
| Mongolia |
| Morocco |
| Mozambique |
| Myanmar |
| Namibia |
| Netherlands |
| New Zealand |
| Niger |
| Nigeria |
| Oruro |
| Papua New Guinea |
| Paracas |
| Penang |
| Peru |
| Philippines |
| Podkarpackie |
| Poland |
| Portugal |
| Potosí |
| Republic of the Congo |
| Rodovia |
| Russian Federation |
| Rwanda |
| Ryazan |
| Saitama |
| San Rafael |
| Sao Paulo |
| Saudi Arabia |
| Shanghai |
| Siberian |
| Sierra Leone |
| Singapore |
| Slovakia |
| South Africa |
| South America |
| South East Asia countries |
| Spain |
| Sudan |
| Sungailiat |
| Suriname |
| Sweden |
| Switzerland |
| Taiwan |
| Tajikistan |
| Tanzania |
| Thailand |
| The Netherlands |
| Turkey |
| Uganda |
| United Arab Emirates |
| United Kingdom of Great Britain and Northern Ireland |
| United States of America |
| Uzbekistan |
| Vales |
| Vietnam |
| Zambia |
| Zimbabwe |